Purpose,
Values and
Experience

We created Elk River Wealth Management to serve one purpose: empower clients across every aspect of financial life so that they can pursue and enjoy what matters most in everyday life.

Our advisors and service professionals have worked for decades helping clients do exactly that – navigating the ebbs and flows of the marketplace to protect and grow wealth.

We are individuals and a team who have dedicated our lives to helping clients and giving back to our community. We live here. We’ve built deep, longstanding relationships with our clients – friends, neighbors, local business owners. We’ve seen their families grow and livelihoods flourish. We’ve worked together through challenging times and celebrated everything from simple moments to exciting milestones across every stage of life. This is way beyond a job to us. It’s our purpose and passion – it’s why we do what we do every day to help our clients.

Chris Freimuth, CFA
Chief Executive Officer
and Chief Investment Officer
Howard Alexander, J.D.
Chairman Emeritus
Brooks Merrifield
Senior Wealth Advisor
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Chris Freimuth, CFA

Chris Freimuth is Chief Executive Officer and Chief Investment Officer at Elk River Wealth Management.

Prior to founding Elk River Wealth, Chris was President and CIO at CoBiz Wealth until the firm was acquired by BOK Financial in 2018, at which time he was named Managing Director responsible for trading and portfolio management.

Before leading CoBiz Wealth, Chris spent 15 years at the firm’s predecessor companies, Alexander Capital Management Group (ACMG) and CoBiz Financial, where his roles included co-managing the firm’s equity product and expanded to working with the investment team and other staff members to devise highly customized asset allocation strategies, fixed income trading, equity analysis, portfolio management and client communication.

Chris began his career at Affiliated Bank/Banc One Securities in trading and portfolio management, moving to Wells Fargo Bank as a financial consultant. He later became the primary portfolio manager with CoBiz Trust before joining ACMG.

Chris is a Chartered Financial Analyst (CFA®) a member of the Denver Society of Security Analysts. He has a B.S. in Finance from Arizona State University.

Chris spends his free time enjoying the greater outdoors with his family and friends. He is an avid fly fisherman and a less than scratch golfer.

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Howard Alexander, J.D.

Howard T. Alexander is Chairman Emeritus at Elk River Wealth Management.

Howard began his investment career with the First National Bank of Denver in 1966, ultimately being promoted to Senior Vice President in charge of the Personal Trust Department. In 1978, he was a founding partner in an investment advisory firm that was a predecessor to Alexander Capital Management Group (ACMG).

In 2003, ACMG was acquired by CoBiz Financial which was renamed CoBiz Wealth in 2010. During this transition, Howard continued to play a pivotal role in the growth of the firm. He retired from the firm in 2019, upon its acquisition by BOK Financial in October 2018.

Howard received a B.A. Degree in Economics from Washington and Jefferson College and a J.D. from Southern Methodist University Law School. He is a member of the Colorado Bar Association and has been active in various professional and civic organizations.

Howard has spent a lifetime enjoying the Colorado outdoors and continues to be an avid fly fisherman and occasional golfer. He, along with his wife Char, have raised five children and are active with their grandchildren.

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Brooks Merrifield

Brooks Merrifield is a Senior Wealth Advisor with Elk River Wealth Management. His primary focus is tailoring investments and financial solutions to help his client families meet their goals.

Prior to joining Elk River Wealth Management, Brooks owned his own Registered Investment firm, Merrifield & Co, developing investment portfolios for high net worth individuals and families. Prior to founding Merrifield & Co., Mr. Merrifield worked for several financial service companies including: Wedbush, LPL Financial, Prudential Securities, Morgan Stanley, and Dain Rauscher (RBC).

Before working on the “sell side” of the financial industry, Mr. Merrifield worked for Franklin Templeton in San Mateo, California. There, he worked in a variety of capacities: money market trader, analyst (high Yield), and in the marketing arm for the firm as well.

Brooks earned a Bachelor of Science in Economics from the University of Oregon. Brooks lives with his wife and 3 children in Denver and enjoys playing golf in his spare time.

Dan Owens, CPWA®
Managing Director
and Senior Wealth Advisor
Jon Springer
Partner
David Carroll, CWS®, CRPC®
Partner
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Dan Owens, CPWA®

Dan Owens is a Managing Director and Senior Wealth Advisor for Elk River Wealth focusing his efforts on the Arizona market.

Dan has over 20 years of experience in the financial services business and is a Certified Private Wealth Advisor (CPWA®). Dan values building relationships with clients and focuses on the financial needs of individuals, families, and business owners. Dan enjoys what he does and is dedicated to helping people successfully navigate the complexities of the financial system.

Since moving to Arizona in 2003, Dan has been an active member of the community, volunteering for projects and organizations that support the greater Arizona community. He has been extremely active on local boards, committees, and foundations, including UMOM, HandsOn Greater Phoenix, SARRC, and while an employee of CoBiz Financial, he was active with the firm’s charitable giving organizations, CoBiz Cares and CoBiz Biz Bash.

Dan met his wife, Kim, while both were volunteers and together remain passionate about helping others. They make their home in central Phoenix and enjoy riding bikes, hiking, and other outdoor activities with their two children.

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Jon Springer

Jon Springer is a Partner at Elk River Wealth and is responsible for co-leading the firm’s Omaha, NE office.

Jon is an experienced wealth advisor with a 27-year track record helping individuals, families, and business owners build, preserve, and manage their wealth. Specific area of focus include working with clients to understand their goals and ensure complete financial planning to address and align investment management, insurance solutions, qualified retirement plans-IRA distribution, corporate stock options, business succession planning, retirement & estate planning, and trust services.

Prior to Elk River Wealth, Jon served as Wealth Management Advisor at Mutual of Omaha Bank, and before that at U.S. Bank. He started his career at First National Bank and Piper Jaffray.

Jon graduated with a finance degree from University of Nebraska Omaha. He enjoys traveling with his wife, Tamy, daughters Jenna and Katie, and son Jake. In his spare time, Jon is involved with kids sporting activities and enjoys biking.

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David Carroll, CWS®, CRPC®

David Carroll is a Partner at Elk River Wealth and is responsible for co-leading the firm’s Omaha, NE office.

David is a Chartered Retirement Planning Counselor℠ and Certified Wealth Strategist® with 26 years of experience helping clients manage their wealth and achieve their complete financial goals. Specific area of focus include financial planning, investment management, insurance solutions, qualified retirement plans-IRA distribution, corporate stock options, business succession planning, retirement & estate planning, and trust services.

He most recently served as Wealth Management Advisor at Mutual of Omaha Bank, and before that at First National Capital Markets. David started his career in 1994 at Norwest Investment Services (now Wells Fargo).

David enjoys spending his free time with his wife, Liz, and daughters Ashley and Jessica.

Rita Koch Day
Chief Compliance Officer
and Managing Director of Operations
Juliet Hull, CFP®
Director of Relationship Management
Jessica Fricke
Client Relationship Manager
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Rita Koch Day

Rita Day is Chief Compliance Officer and Managing Director of Operations at Elk River Wealth Management, bringing extensive RIA experience and subject matter knowledge to the firm.

She began her career in the investment advisory business when she participated in the successful formation of an independent RIA in 1978. She was a principal owner of the firm’s successor firm, Alexander Capital Management Group (ACMG), and was instrumental in its development. ACMG was acquired in 2003 by CoBiz Financial, which changed its name to CoBiz Wealth in 2010.

In 2010, in addition to her other responsibilities, Rita was appointed to the position of Chief Compliance Officer and continued in that capacity until its acquisition by BOK Financial in 2018.

Throughout the original firm’s formation, acquisition, merger, and name changes, Rita held roles as a principal, partner, and senior officer. In addition to providing client service and communication, she has been a senior portfolio manager and held trading responsibilities.

Rita received two Bachelor of Science degrees from Metropolitan State University, one in Finance and one in Business Management.

Her husband, Dave, has been her partner since they met in 1975.  She currently has three nine-year-old dogs, known as “the girls.”  She is a world traveler, enjoying such diverse locations as China, Chile, Christmas Island and the Czech Republic.

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Juliet Hull, CFP®

Julie Hull is Director of Relationship Management at Elk River Wealth Management.

Julie is a Certified Financial Planner™ professional (CFP®) who brings significant experience to her new role.

Julie started her investment career with CoBiz Wealth in 2010 after returning to the Denver area from a 20-year residency in England. She has cultivated her skills over the past decade in the areas of client service and portfolio management – supporting portfolio managers and their extensive client base.

Julie attended the University of Colorado Boulder where she got a bachelor’s degree in Environmental Design. She was raised in Denver and has family in Cleveland and Brazil. Julie shares her home with her life partner, Byron, and their dog, Lilly.  Julie has traveled extensively and enjoys home/DIY projects, country music, and bicycling to work.

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Jessica Fricke

Jessica Fricke is a Client Relationship Manager at Elk River Wealth-Omaha

Jessica’s primary responsibility is to provide a positive client experience for the firm’s clients by regularly interacting with them. Her role is to assist clients as they navigate through their financial concerns, and she works to improve their overall financial wellness. Jessica is also responsible for client communications, event and meeting planning for the firm. Additionally, she manages Elk River’s relationship with Advisor Credit Exchange as it introduces its lending facilities to the firm’s clients.

Jessica started her career in the banking business in 2010, working for U.S. Bank and later joined Mutual of Omaha Bank in 2014, working to support Dave Carroll’s wealth management practice. Jessica holds a BA from the University of Nebraska Lincoln.

In her free time, Jessica enjoys spending time with her husband, Jeff, and 2-year-old son, Hudson, as well as reading, traveling, and going to country music concerts.

Sherry Tomasello
Client Operations Manager
John G. Phoenix
Partner
Jay Hummel
Partner
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Sherry Tomasello

Sherry Tomasello is a Client Operations Manager at Elk River Wealth-Omaha.

Sherry’s primary role is to work with the wealth advisors at Elk River to assist the firm’s clients with all aspects of their financial lives. She works daily to manage the firm’s operational processes, making it seamless to the clients, and where necessary, she troubleshoots for the firm and its clients. Sherry brings her vast experience to Elk River and collaborates with the firm’s operations group to help manage the custodial, brokerage, and insurance partnerships of the firm. She also works closely with the firm’s compliance and licensing resources.

Before joining Elk River Wealth, Sherry served as a Registered Sales Assistant at Mutual of Omaha Bank, and prior to that, at U.S. Bank. She began her career in 2002 in partnership with Jon Springer at First National Bank. Sherry holds her Series 7 & 66 securities licenses as well as Life & Health Insurance licenses.

Sherry enjoys spending time with her husband Ray, daughters Allyson & McKenna, and son Trey, and when there is time to spare, she spends much of it being a “Dance Mom” and doing projects around the house.

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John G. Phoenix

John Phoenix is a Partner at Elk River Wealth Management. He is also the co-founder of Wealth Advisor Growth Network (WAGN), a company focused on helping financial advisors deliver better outcomes to their clients.

Prior to founding WAGN, John led Envestnet’s High Net Worth Sales division where he worked with RIAs, hybrid RIAs and Independent Advisor Networks. John also served as the National Sales Manager for the Institutional Business Development team at Envestnet where was responsible for leading new business efforts around large enterprise firms looking to deploy the Envestnet suite of services. John’s work at Envestnet included supporting the firm’s Bank, Independent Broker Dealer, Regional Broker Dealer and Registered Investment Advisor channels.

John was also the former CEO and Founder of Metamorphosis Money Management (M3), an RIA in Denver, CO that he eventually sold to Envestnet. Prior to M3, John worked for 6 years as a Managing Director at Alexander Capital Management Group, where he was head of sales and marketing. Earlier in his career, John served as a Regional Director for both Putnam Investments as well as Kemper Financial Services in Atlanta, Georgia.

John earned his undergraduate degree in History from Washington and Lee University and holds a FINRA Series 65 security license.  John lives in Denver with his wife and two children and enjoys skiing, golf and cycling in his free time.

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Jay Hummel

Jay Hummel is a Partner at Elk River Wealth Management. He is also the co-founder of Wealth Advisor Growth Network, a company focused on helping financial advisors deliver better outcomes to their clients.

Jay is the author of The Essential Advisor, a book focused on helping advisors and customers build value in their relationship.  He is also the former President and Chief Operating Officer of a large independent advisory firm which focused on the needs of 250 high net worth families. Prior to that, Jay was the head of the Personal Financial Solutions business at American Century Investments which served over 600,000 individual and small business clients.

Jay is a proud husband and father of two sons and a daughter.  He is not a good golfer but enjoys playing when he finds the time.  Broncos fans: don’t hold it against him but he and his wife live in Kansas City.  Jay received his BBA and MS from the University of Cincinnati Carl H. Lindner College of Business.

WealthShield
JT Rusinko, CFA
Research Analyst
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WealthShield

WealthShield is a third party investment consultant and was chosen by the team at Elk River to provide CIO support services. We collaborate with the WealthShield team on a daily basis to monitor the capital markets, and to strategize around security selection and asset allocation decisions. Their customized services equip our advisors with the cutting-edge technology, portfolio solutions, and operational support needed to effectively serve our clients’ investment needs.

We have collaborated with WealthShield to cultivate a unique approach to portfolio management centralized on enhancing risk mitigation and providing behaviorally palatable investment solutions that align with the psychological profile of our clients. Our disciplined, rules-based investment approach is fully customizable and continuously evolves to accommodate changes in the market environment.

What to Expect

  • Through our partnership, Elk River will have access to a team of Research Analysts.  This includes a primary analyst who will be located in Elk River’s office.
  • Elk River will gain in-depth quantitative insight regarding the composition and portfolio management of a large cap equity portfolio.
  • Elk River will have access to ongoing manager due diligence for separate accounts and mutual funds.
  • WealthShield will provide annual capital market assumptions, which feed into strategic asset allocation mixes and tactical tilts on these mixes.
  • A combined investment committee will meet regularly to formally review our Investment Framework and discuss our market outlook.
  • WealthShield’s business cycle approach provides tangible insights that are historically proven and academically defensible. The Investment Framework and business cycle resources can be found in a white paper series being released this month. To access the first of these four papers, please click here.
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JT Rusinko, CFA

Prior to joining WealthShield as a Research Analyst, JT was a Portfolio Manager with BOK Financial Private Wealth. His role included working with advisers to implement and monitor over $500MM of client assets to strategic asset allocations. He was also responsible for identifying and building custom fixed income portfolios for clients.

Prior to BOKF, JT was an Investment Analyst at CoBiz Wealth. His responsibilities included asset allocation research, manager due diligence, building fixed income portfolios and providing research support to a large cap equity SMA product.

JT graduated from the Daniels College of Business at the University of Denver with a bachelor’s degree in Finance and a minor in Accounting. He is a CFA charterholder. Outside of the office, JT is an avid golfer and a Minnesota sports fan.

Chris Freimuth, CFA
Chief Executive Officer
and Chief Investment Officer
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Chris Freimuth, CFA

Chris Freimuth is Chief Executive Officer and Chief Investment Officer at Elk River Wealth Management.

Prior to founding Elk River Wealth, Chris was President and CIO at CoBiz Wealth until the firm was acquired by BOK Financial in 2018, at which time he was named Managing Director responsible for trading and portfolio management.

Before leading CoBiz Wealth, Chris spent 15 years at the firm’s predecessor companies, Alexander Capital Management Group (ACMG) and CoBiz Financial, where his roles included co-managing the firm’s equity product and expanded to working with the investment team and other staff members to devise highly customized asset allocation strategies, fixed income trading, equity analysis, portfolio management and client communication.

Chris began his career at Affiliated Bank/Banc One Securities in trading and portfolio management, moving to Wells Fargo Bank as a financial consultant. He later became the primary portfolio manager with CoBiz Trust before joining ACMG.

Chris is a Chartered Financial Analyst (CFA®) a member of the Denver Society of Security Analysts. He has a B.S. in Finance from Arizona State University.

Chris spends his free time enjoying the greater outdoors with his family and friends. He is an avid fly fisherman and a less than scratch golfer.

Howard Alexander, J.D.
Chairman Emeritus
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Howard Alexander, J.D.

Howard T. Alexander is Chairman Emeritus at Elk River Wealth Management.

Howard began his investment career with the First National Bank of Denver in 1966, ultimately being promoted to Senior Vice President in charge of the Personal Trust Department. In 1978, he was a founding partner in an investment advisory firm that was a predecessor to Alexander Capital Management Group (ACMG).

In 2003, ACMG was acquired by CoBiz Financial which was renamed CoBiz Wealth in 2010. During this transition, Howard continued to play a pivotal role in the growth of the firm. He retired from the firm in 2019, upon its acquisition by BOK Financial in October 2018.

Howard received a B.A. Degree in Economics from Washington and Jefferson College and a J.D. from Southern Methodist University Law School. He is a member of the Colorado Bar Association and has been active in various professional and civic organizations.

Howard has spent a lifetime enjoying the Colorado outdoors and continues to be an avid fly fisherman and occasional golfer. He, along with his wife Char, have raised five children and are active with their grandchildren.

Brooks Merrifield
Senior Wealth Advisor
X

Brooks Merrifield

Brooks Merrifield is a Senior Wealth Advisor with Elk River Wealth Management. His primary focus is tailoring investments and financial solutions to help his client families meet their goals.

Prior to joining Elk River Wealth Management, Brooks owned his own Registered Investment firm, Merrifield & Co, developing investment portfolios for high net worth individuals and families. Prior to founding Merrifield & Co., Mr. Merrifield worked for several financial service companies including: Wedbush, LPL Financial, Prudential Securities, Morgan Stanley, and Dain Rauscher (RBC).

Before working on the “sell side” of the financial industry, Mr. Merrifield worked for Franklin Templeton in San Mateo, California. There, he worked in a variety of capacities: money market trader, analyst (high Yield), and in the marketing arm for the firm as well.

Brooks earned a Bachelor of Science in Economics from the University of Oregon. Brooks lives with his wife and 3 children in Denver and enjoys playing golf in his spare time.

Dan Owens, CPWA®
Managing Director
and Senior Wealth Advisor
X

Dan Owens, CPWA®

Dan Owens is a Managing Director and Senior Wealth Advisor for Elk River Wealth focusing his efforts on the Arizona market.

Dan has over 20 years of experience in the financial services business and is a Certified Private Wealth Advisor (CPWA®). Dan values building relationships with clients and focuses on the financial needs of individuals, families, and business owners. Dan enjoys what he does and is dedicated to helping people successfully navigate the complexities of the financial system.

Since moving to Arizona in 2003, Dan has been an active member of the community, volunteering for projects and organizations that support the greater Arizona community. He has been extremely active on local boards, committees, and foundations, including UMOM, HandsOn Greater Phoenix, SARRC, and while an employee of CoBiz Financial, he was active with the firm’s charitable giving organizations, CoBiz Cares and CoBiz Biz Bash.

Dan met his wife, Kim, while both were volunteers and together remain passionate about helping others. They make their home in central Phoenix and enjoy riding bikes, hiking, and other outdoor activities with their two children.

Jon Springer
Partner
X

Jon Springer

Jon Springer is a Partner at Elk River Wealth and is responsible for co-leading the firm’s Omaha, NE office.

Jon is an experienced wealth advisor with a 27-year track record helping individuals, families, and business owners build, preserve, and manage their wealth. Specific area of focus include working with clients to understand their goals and ensure complete financial planning to address and align investment management, insurance solutions, qualified retirement plans-IRA distribution, corporate stock options, business succession planning, retirement & estate planning, and trust services.

Prior to Elk River Wealth, Jon served as Wealth Management Advisor at Mutual of Omaha Bank, and before that at U.S. Bank. He started his career at First National Bank and Piper Jaffray.

Jon graduated with a finance degree from University of Nebraska Omaha. He enjoys traveling with his wife, Tamy, daughters Jenna and Katie, and son Jake. In his spare time, Jon is involved with kids sporting activities and enjoys biking.

David Carroll, CWS®, CRPC®
Partner
X

David Carroll, CWS®, CRPC®

David Carroll is a Partner at Elk River Wealth and is responsible for co-leading the firm’s Omaha, NE office.

David is a Chartered Retirement Planning Counselor℠ and Certified Wealth Strategist® with 26 years of experience helping clients manage their wealth and achieve their complete financial goals. Specific area of focus include financial planning, investment management, insurance solutions, qualified retirement plans-IRA distribution, corporate stock options, business succession planning, retirement & estate planning, and trust services.

He most recently served as Wealth Management Advisor at Mutual of Omaha Bank, and before that at First National Capital Markets. David started his career in 1994 at Norwest Investment Services (now Wells Fargo).

David enjoys spending his free time with his wife, Liz, and daughters Ashley and Jessica.

Rita Koch Day
Chief Compliance Officer
and Managing Director of Operations
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Rita Koch Day

Rita Day is Chief Compliance Officer and Managing Director of Operations at Elk River Wealth Management, bringing extensive RIA experience and subject matter knowledge to the firm.

She began her career in the investment advisory business when she participated in the successful formation of an independent RIA in 1978. She was a principal owner of the firm’s successor firm, Alexander Capital Management Group (ACMG), and was instrumental in its development. ACMG was acquired in 2003 by CoBiz Financial, which changed its name to CoBiz Wealth in 2010.

In 2010, in addition to her other responsibilities, Rita was appointed to the position of Chief Compliance Officer and continued in that capacity until its acquisition by BOK Financial in 2018.

Throughout the original firm’s formation, acquisition, merger, and name changes, Rita held roles as a principal, partner, and senior officer. In addition to providing client service and communication, she has been a senior portfolio manager and held trading responsibilities.

Rita received two Bachelor of Science degrees from Metropolitan State University, one in Finance and one in Business Management.

Her husband, Dave, has been her partner since they met in 1975.  She currently has three nine-year-old dogs, known as “the girls.”  She is a world traveler, enjoying such diverse locations as China, Chile, Christmas Island and the Czech Republic.

Juliet Hull, CFP®
Director of Relationship Management
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Juliet Hull, CFP®

Julie Hull is Director of Relationship Management at Elk River Wealth Management.

Julie is a Certified Financial Planner™ professional (CFP®) who brings significant experience to her new role.

Julie started her investment career with CoBiz Wealth in 2010 after returning to the Denver area from a 20-year residency in England. She has cultivated her skills over the past decade in the areas of client service and portfolio management – supporting portfolio managers and their extensive client base.

Julie attended the University of Colorado Boulder where she got a bachelor’s degree in Environmental Design. She was raised in Denver and has family in Cleveland and Brazil. Julie shares her home with her life partner, Byron, and their dog, Lilly.  Julie has traveled extensively and enjoys home/DIY projects, country music, and bicycling to work.

Jessica Fricke
Client Relationship Manager
X

Jessica Fricke

Jessica Fricke is a Client Relationship Manager at Elk River Wealth-Omaha

Jessica’s primary responsibility is to provide a positive client experience for the firm’s clients by regularly interacting with them. Her role is to assist clients as they navigate through their financial concerns, and she works to improve their overall financial wellness. Jessica is also responsible for client communications, event and meeting planning for the firm. Additionally, she manages Elk River’s relationship with Advisor Credit Exchange as it introduces its lending facilities to the firm’s clients.

Jessica started her career in the banking business in 2010, working for U.S. Bank and later joined Mutual of Omaha Bank in 2014, working to support Dave Carroll’s wealth management practice. Jessica holds a BA from the University of Nebraska Lincoln.

In her free time, Jessica enjoys spending time with her husband, Jeff, and 2-year-old son, Hudson, as well as reading, traveling, and going to country music concerts.

Sherry Tomasello
Client Operations Manager
X

Sherry Tomasello

Sherry Tomasello is a Client Operations Manager at Elk River Wealth-Omaha.

Sherry’s primary role is to work with the wealth advisors at Elk River to assist the firm’s clients with all aspects of their financial lives. She works daily to manage the firm’s operational processes, making it seamless to the clients, and where necessary, she troubleshoots for the firm and its clients. Sherry brings her vast experience to Elk River and collaborates with the firm’s operations group to help manage the custodial, brokerage, and insurance partnerships of the firm. She also works closely with the firm’s compliance and licensing resources.

Before joining Elk River Wealth, Sherry served as a Registered Sales Assistant at Mutual of Omaha Bank, and prior to that, at U.S. Bank. She began her career in 2002 in partnership with Jon Springer at First National Bank. Sherry holds her Series 7 & 66 securities licenses as well as Life & Health Insurance licenses.

Sherry enjoys spending time with her husband Ray, daughters Allyson & McKenna, and son Trey, and when there is time to spare, she spends much of it being a “Dance Mom” and doing projects around the house.

John G. Phoenix
Partner
X

John G. Phoenix

John Phoenix is a Partner at Elk River Wealth Management. He is also the co-founder of Wealth Advisor Growth Network (WAGN), a company focused on helping financial advisors deliver better outcomes to their clients.

Prior to founding WAGN, John led Envestnet’s High Net Worth Sales division where he worked with RIAs, hybrid RIAs and Independent Advisor Networks. John also served as the National Sales Manager for the Institutional Business Development team at Envestnet where was responsible for leading new business efforts around large enterprise firms looking to deploy the Envestnet suite of services. John’s work at Envestnet included supporting the firm’s Bank, Independent Broker Dealer, Regional Broker Dealer and Registered Investment Advisor channels.

John was also the former CEO and Founder of Metamorphosis Money Management (M3), an RIA in Denver, CO that he eventually sold to Envestnet. Prior to M3, John worked for 6 years as a Managing Director at Alexander Capital Management Group, where he was head of sales and marketing. Earlier in his career, John served as a Regional Director for both Putnam Investments as well as Kemper Financial Services in Atlanta, Georgia.

John earned his undergraduate degree in History from Washington and Lee University and holds a FINRA Series 65 security license.  John lives in Denver with his wife and two children and enjoys skiing, golf and cycling in his free time.

Jay Hummel
Partner
X

Jay Hummel

Jay Hummel is a Partner at Elk River Wealth Management. He is also the co-founder of Wealth Advisor Growth Network, a company focused on helping financial advisors deliver better outcomes to their clients.

Jay is the author of The Essential Advisor, a book focused on helping advisors and customers build value in their relationship.  He is also the former President and Chief Operating Officer of a large independent advisory firm which focused on the needs of 250 high net worth families. Prior to that, Jay was the head of the Personal Financial Solutions business at American Century Investments which served over 600,000 individual and small business clients.

Jay is a proud husband and father of two sons and a daughter.  He is not a good golfer but enjoys playing when he finds the time.  Broncos fans: don’t hold it against him but he and his wife live in Kansas City.  Jay received his BBA and MS from the University of Cincinnati Carl H. Lindner College of Business.

WealthShield
X

WealthShield

WealthShield is a third party investment consultant and was chosen by the team at Elk River to provide CIO support services. We collaborate with the WealthShield team on a daily basis to monitor the capital markets, and to strategize around security selection and asset allocation decisions. Their customized services equip our advisors with the cutting-edge technology, portfolio solutions, and operational support needed to effectively serve our clients’ investment needs.

We have collaborated with WealthShield to cultivate a unique approach to portfolio management centralized on enhancing risk mitigation and providing behaviorally palatable investment solutions that align with the psychological profile of our clients. Our disciplined, rules-based investment approach is fully customizable and continuously evolves to accommodate changes in the market environment.

What to Expect

  • Through our partnership, Elk River will have access to a team of Research Analysts.  This includes a primary analyst who will be located in Elk River’s office.
  • Elk River will gain in-depth quantitative insight regarding the composition and portfolio management of a large cap equity portfolio.
  • Elk River will have access to ongoing manager due diligence for separate accounts and mutual funds.
  • WealthShield will provide annual capital market assumptions, which feed into strategic asset allocation mixes and tactical tilts on these mixes.
  • A combined investment committee will meet regularly to formally review our Investment Framework and discuss our market outlook.
  • WealthShield’s business cycle approach provides tangible insights that are historically proven and academically defensible. The Investment Framework and business cycle resources can be found in a white paper series being released this month. To access the first of these four papers, please click here.
JT Rusinko, CFA
Research Analyst
X

JT Rusinko, CFA

Prior to joining WealthShield as a Research Analyst, JT was a Portfolio Manager with BOK Financial Private Wealth. His role included working with advisers to implement and monitor over $500MM of client assets to strategic asset allocations. He was also responsible for identifying and building custom fixed income portfolios for clients.

Prior to BOKF, JT was an Investment Analyst at CoBiz Wealth. His responsibilities included asset allocation research, manager due diligence, building fixed income portfolios and providing research support to a large cap equity SMA product.

JT graduated from the Daniels College of Business at the University of Denver with a bachelor’s degree in Finance and a minor in Accounting. He is a CFA charterholder. Outside of the office, JT is an avid golfer and a Minnesota sports fan.

Our Core Values

Integrity

We always strive to do the right thing to serve the best interests of clients.

Honesty

We endeavor to ensure open, transparent communication.

Collaboration

We believe in the power of working together to unlock possibilities.

Precision

We pay attention to details across every aspect of your financial life.

Stewardship

We take great care to protect and advance our clients and community.

These values are not new. They have been with us all as individuals and teammates from the beginning – deeply imbedded in our rich culture and inspired by Howard T. Alexander who led the way.

Our purpose and values continue to guide everything we do today – from our work with clients to our decision-making to the way we interact with each other as a team.

Together, we look forward to helping clients build on their success and enjoy life.

Elk River Wealth Management: Financial Life Unencumbered. Boundless. Fulfilled.

Contact Us

Denver, CO Headquarters
720.310.3275

 

Phoenix, AZ Office
480.398.6425

 

Omaha, NE Office
531.365.0511

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